Comment Letter
ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210
In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
Research
Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...
Comment Letter
ICI Comment Letter on Proposed Amendments to FINRA Rule 2210
Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
News Release
ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking
October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
Comment Letter
ICI Supplemental Comment Letter on Proposed Names Rule Amendments
On July 31, ICI submitted a letter supplementing our comments on the SEC's proposed amendments (...
Comment Letter
ICI Global Response to FCA on Future Disclosure Framework
The Financial Conduct Authority's (FCA) discussion paper on the Future Disclosure Framework seeks...
Comment Letter
ICI Global Response to Consultation on PRIIPS and UK Retail Disclosure
ICI Global recently submitted a comment letter in response to a consultation issued by HM Treasury...
Comment Letter
ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma...
Earlier this week, ICI submitted supplemental comments (linked below) on the SEC's 2020 disclosure...