Resources

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Comment Letter

ICI Letter Requesting Extension Of IRS Guidance For Auction Rate Preferred Stock

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Perspective

The Closed-End Fund Market, 2008 (pdf), May 2009

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Comment Letter

ICI Letter Requesting SEC No-Action on Liquidity Protected Preferred Shares

Via Email March 12, 2009 Douglas Scheidt, Esq. Associate Director and Chief Counsel Division of...
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Comment Letter

ICI Comment Letter Seeking Relief for Closed-End Funds' Auction Market Preferred Stock

April 18, 2008 Andrew J. Donohue, Esq. Director Division of Investment Management U. S. Securities...
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Comment Letter

ICI Comments on Executive, Director Compensation Proposal (pdf)

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Perspective

The Closed-End Fund Market in 2005 (pdf), March 2006

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Comment Letter

Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf)

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Comment Letter

ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf)

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Comment Letter

ICI Comment Letter on NASD Compensation Proposal (pdf)