Resources

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Comment Letter

ICI Comments on SEC Fund Pricing Proposal (pdf)

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Comment Letter

ICI Letter on NASD Fund Performance Advertising Proposal (pdf)

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Comment Letter

Comment Letter on Nasdaq Proposed Code of Conduct, July 2003

July 30, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
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Comment Letter

ICI Letter Supporting Adviser Anti-Money Laundering Program Requirement (pdf)

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Comment Letter

ICI Comments on Customer Identification Program (pdf)

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Comment Letter

Letter Supporting Proposal to Provide Investors with Investment Analysis Tool (pdf)

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Comment Letter

Comment Letter on Measures to Improve Compliance with Securities Laws (pdf)

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Comment Letter

Comment Letter on Efforts to Combat Money Laundering Activity (pdf)

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Comment Letter

Comment Letter on Anti-Money Laundering Programs for Unregistered Funds (pdf)