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Comment Letter

ICI Comments on Proposed Rules to Implement the JOBS Act (pdf)

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Comment Letter

ICI's Comment Letter on SEC Regulatory Initiatives Under Title II of the JOBS Act (pdf)

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Comment Letter

ICI Comment Letter on SEC's Statement on Sequencing of Compliance Dates for Final Rules for Security...

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Comment Letter

ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)

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Comment Letter

ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)

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Comment Letter

ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf)

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Comment Letter

ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)

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Comment Letter

IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)

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Comment Letter

Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)

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