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Comment Letter

ICI Letter to Treasury on Anti-Money Laundering Rule (pdf)

Comment Letter

ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf)

Comment Letter

ICI Comment Letter on U.K. Soft Dollar Proposal (pdf)

White Paper

Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf)

News Release

ICI Provides Guidance for Fund Compliance Officers in Meeting SEC's Review and Reporting Requirement...

ICI Provides Guidance for Fund Compliance Officers in Meeting SEC’s Review and Reporting...

Comment Letter

ICI Letter in Support of Financial Data Protection Legislation, November 2005

October 28, 2005 The Honorable Michael Oxley Chairman, Financial Services Committee U.S. House of...

Comment Letter

ICI Comment Letter on Public Utility Legislation Requirements, October 2005

October 14, 2005 Federal Energy Regulatory Commission Office of the Secretary 888 First Street, N.E...

Comment Letter

ICI Letter on on Exemption for SEC-Registered Funds and Advisers Under the New Public Utility Holdin...

Comment Letter

ICI Comment Letter on NASD's Deferred Variable Annuity Proposal, September 2005

September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N...

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