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Video

Focus on Funds: SEC Has Ambitious Agenda for Funds

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her...

Video

Focus on Funds: Asset Managers Respond to Increasing Regulatory Demand for Fund Data

Focus on Funds Asset Managers Respond to Increasing Regulatory Demand for Fund Data The U.S...

Comment Letter

ICI Submits Comment Letter on CFA Institute Draft Guidance Statement on Broadly Distributed Pooled F...

Video

Focus on Funds: ICI Calling for SEC Action on Shareholder Report Delivery

Focus on Funds ICI Calling for SEC Action on Shareholder Report Delivery Electronic delivery of...

Video

Video: ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure

ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure The fund...

News Release

ICI Urges SEC to Take Action to Ensure Fund Shareholders Benefit from Web Delivery of Fund Reports

Calls on FINRA to Assume Responsibility for Processing Fees to Ensure Fair Treatment of Shareholders...

Comment Letter

ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)

Comment Letter

ICI Comment Letter to SEC on Proposed Rules for the Regulation of NMS Stock Alternative Trading Syst...

Video

Focus on Funds: How Changes to the SEC's Reporting Rules Will Affect Funds

Focus on Funds How Changes to the SEC’s Reporting Rules Will Affect Funds The October 9, 2015...

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