ICI Viewpoints
How the SEC’s Six-Bucket Approach Could Provide a False Picture of Liquidity
As I explained in a previous post, I filed a letter on January 13 with the U.S. Securities and...
ICI Viewpoints
The SEC’s Liquidity Proposal: Good Goals, Unintended Consequences
On January 13, I filed a letter with the U.S. Securities and Exchange Commission (SEC), in response...
ICI Viewpoints
Mutual Fund Investments in Private Placements: an Overview
Given recent media interest in mutual fund investments in private placements, it might be helpful to...
ICI Viewpoints
Changes to Money Market Funds Are Showing Up in Data
In July 2014, the Securities and Exchange Commission (SEC) adopted new regulations for money market...
ICI Viewpoints
The Wall Street Journal’s Dangerous Disservice to Investors
For 75 years, mutual funds have successfully met their regulatory obligation to fulfill redemption...
Comment Letter
ICI And IDC File Brief With U.S. Supreme Court In Northstar v. Schwab (pdf)
ICI Viewpoints
How SIFI Designation Could Undermine Fund Governance: Parsing the Fed’s Proposal for GE Capital
Fund boards and independent directors have a long history of serving shareholder interests, yet...
ICI Viewpoints
Cybersecurity: Managing Risk in an Increasingly Connected World
It’s increasingly obvious that we live in a world where cyber threats are evolving quickly and will...