Resources

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Perspective

Trends in Proxy Voting by Registered Investment Companies, 2007-2009 (pdf)

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ICI Viewpoints

ICI Research Shows How Funds Have Addressed Changing Mix of Proxy Proposals

New ICI research on trends in proxy voting by mutual funds finds that the 2007–2009 financial crisis...
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Comment Letter

ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)

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Comment Letter

IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)

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Comment Letter

ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf)

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Comment Letter

IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf)

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Comment Letter

ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf)

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Comment Letter

IDC Comment Letter on Governance Disclosure Proposal (pdf)

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Comment Letter

Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf)