Resources

More
Comment Letter

ICI Files Comment Letter on SEC's Request for Information Regarding ETPs (pdf)

More
Comment Letter

ICI Files Comment Letter with FINRA on Proposed Discretionary Authority Rule (pdf)

More
Comment Letter

ICI Global Responds to European Commission Consultation on EMIR Implementation Review (pdf)

More
Comment Letter

ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule...

More
Comment Letter

ICI Comment Letter on Investment Company Reporting Modernization (pdf)

More
Comment Letter

ICI Comment Letter on FINRA's BrokerCheck Proposal (pdf)

More
Comment Letter

ICI Files Comment Letter with FINRA on Its Proposal to Restructure Its Qualification Examinations (p...

More
Comment Letter

ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)

More
Comment Letter

ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)