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Failing to Understand the Nature of Our Capital Markets: The Office of Financial Research’s “Asset M...

Failing to Understand the Nature of Our Capital Markets: The Office of Financial Research’s “Asset...

Comment Letter

ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)

Comment Letter

ICI Submits Amicus Brief to the Supreme Court in Sarbanes-Oxley Whistleblower Case (pdf)

Video

Focus on Funds: Safeguards Needed for Private Fund Advertising

Focus on Funds Safeguards Needed for Private Fund Advertising In the September 27, 2013, issue of...

Comment Letter

ICI Submits Second Letter Seeking Clarifications on Final Harmonization Rules for Registered Fund Ad...

Comment Letter

ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds...

Comment Letter

ICI Files Comment Letter with MSRB on Fair Pricing Proposals (pdf)

Comment Letter

Institute Comment Letter on Proposal to Amend MSRB Rule A-3 (pdf)

Comment Letter

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Resources

Failing to Understand the Nature of Our Capital Markets: The Office of Financial Research’s “Asset M...

ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)

ICI Submits Amicus Brief to the Supreme Court in Sarbanes-Oxley Whistleblower Case (pdf)

Focus on Funds: Safeguards Needed for Private Fund Advertising

ICI Submits Second Letter Seeking Clarifications on Final Harmonization Rules for Registered Fund Ad...

ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds...

ICI Files Comment Letter with MSRB on Fair Pricing Proposals (pdf)

Institute Comment Letter on Proposal to Amend MSRB Rule A-3 (pdf)

ICI Comment Letter Regarding MSRB's Proposal to Modify Standard for Independent Public Board Members...