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Comment Letter

Supplemental Comment Letter on 2022 SEC Proposal’s Effect on Funds Holding Bank Loans

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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News Release

ICI Statement on SEC Treasury Clearing Rule

December 13, 2023—ICI President and CEO Eric Pan released the following statement on the Security...
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Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
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News Release

ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking

October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
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News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
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Comment Letter

ICI Comment Letter on the Need to Account for the Aggregated Impact of the Commission’s Rulemaking

ICI recently submitted this letter to the SEC noting that it has issued a wide range of...
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Comment Letter

ICI Comment Letter on SEC's Cybersecurity Risk Management

The Investment Company Institute appreciates the opportunity to provide its comments on the proposal...
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Comment Letter

ICI Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

ICI submitted a comment letter to the SEC's on their proposal for liquidity, swing pricing, hard...