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ICI, SIFMA, and DTCC Leading Effort to Shorten US Securities Settlement Cycle to T+1, Collaborating ...

A shorter settlement cycle will benefit investors and market participant firms by reducing systemic...
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Paper

Report on Funds’ Use of Proxy Advisory Firms (pdf)

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Paper

Independent Directors Liability (IDL) Insurance (pdf)

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Paper

Mutual Fund D&O/E&O Insurance (pdf)

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Paper

Mutual Fund Prospectus Liability (pdf)

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Investment Performance Oversight by Fund Boards (pdf)

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Paper

Considerations for Board Composition: From Recruitment Through Retirement (pdf)

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Paper

Money Market Mutual Funds: The Case Against Floating the Net Asset Value (Blackrock, pdf)

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Paper

Board Oversight of Subadvisers (pdf)