Comment Letters

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Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...

Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...

Comment Letter

Joint Comment Letter to SEC on Outsourcing by Investment Advisers

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

ICI Comment Letter on the Definition of an Investment Advice Fiduciary

The Investment Company Institute submitted a comment to the Department of Labor (the “Department”)...

Comment Letter

Supplemental Comment Letter on 2022 SEC Proposal’s Effect on Funds Holding Bank Loans

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...

Comment Letter

ICI's Letter to OMB Regarding its Review of DOL's Amendments to QPAM Exemption

On December 6, 2023, ICI submitted a letter to the Office of Management and Budget (OMB), expressing...

Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...

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