IDC Webinar: Fund Industry Litigation, SEC Enforcement Activity, and Director Indemnification and Insurance

This Independent Director’s Council webinar provided fund directors with an update on the current litigation and regulatory enforcement environment for fund directors, funds, and fund advisers. The panel also looked at the role of indemnification and insurance in protecting fund directors and their funds.

Highlights

The webinar focused on:

• Current private litigation involving funds, fund advisers, and fund independent directors, including recent trends in section 36(b) lawsuits
• SEC enforcement actions and the possible effect of the change in administration on such actions going forward
• The nature of financial protections provided by indemnification and D&O/E&O insurance

Featured Speakers

ELIZABETH KRENTZMAN, Moderator
Independent Director
OppenheimerFunds

DANIEL T. STEINER
President
ICI Mutual Insurance Company, RRG

MARK HOLLAND
Partner
Goodwin

Materials

• Archive recording

This webinar was closed to regulators and the media.