SEC Examination and Enforcement Priorities:
What Fund Directors Should Know
Join us on December 19, from 2:00 to 3:00 p.m. (ET), for IDC's webinar on SEC Examination and Enforcement Priorities: What Fund Directors Should Know. This session will bring fund directors up to speed on crucial aspects of the SEC's 2024 examination priorities and recent enforcement activity of interest to fund boards. Panelists will offer insights for fund directors in the current regulatory environment.
Speakers:
NANCY MORRIS, Moderator
Independent Director
Diamond Hill Funds
STEVE TOPETZES
Partner
K&L Gates
JULIA ULSTRUP
Executive Vice President and General Counsel
ICI Mutual Insurance Company