Program
April 17–18, 2024 • Washington, DC
Program
All times are shown in eastern time.
Wednesday, April 17
11:45 a.m.–12:15 p.m.
Lunch
12:15–12:45 p.m.
Introductions, Objectives, and Course Overview
12:45–2:00 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Statutory, Regulatory, and General Oversight Responsibilities
2:00–2:30 p.m.
Break
2:30–4:15 p.m.
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
4:15–4:30 p.m.
Wrap-Up Discussion
6:00–9:00 p.m.
Dinner at Truluck’s
Thursday, April 18
7:30–8:00 a.m.
Breakfast
8:00–8:05 a.m.
Welcome Back: Level-Setting for the Day
8:05–9:45 a.m.
Distribution
The 15(c) Process
9:45–10:00 a.m.
Break
10:00–10:45 a.m.
Guest Speaker: Eric Pan, ICI President & CEO
10:45–11:00 a.m.
Break
11:00 a.m.–12:30 p.m.
Oversight of Risk Management
Oversight of Compliance
12:30–1:00 p.m.
Wrap-Up Discussion and Conclusion