Broker-Dealer & Principal Underwriter Issues
Comment Letter
Joint Trades' Comment Letter on Predictive Data Analytics Proposal
On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or...
Comment Letter
ICI Comment Letter on SEC's Cybersecurity Risk Management
The Investment Company Institute appreciates the opportunity to provide its comments on the proposal...
Comment Letter
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
Comment Letter
ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210 (pdf)
Comment Letter