IDC Webinar: Core Responsibilities of Fund Directors - Session 5: Specific Regulatory Responsibilities

IDC was pleased to present a multipart educational webinar series covering the fundamental responsibilities of fund directors. Newer directors interested in a review of their essential role and responsibilities as well as experienced directors looking for a refresher on these matters can benefited from participating. Directors were able to participate in one or all of the sessions.

The fifth and final session was held on December 10, 2014. A description of the full series is available. 

Materials

• Archive Recording
• Slides (pdf)

Session 5: Specific Regulatory Responsibilities

• Valuation
• Disclosure
• Compliance
• Codes of ethics
• Securities lending
• Proxy voting
• Accounting/audit

Featured Speakers

George J. Gorman, Moderator
Independent Director
Eaton Vance Funds

Mark N. Polebaum
General Counsel
MFS Investment Management

Christopher E. Palmer
Partner
Goodwin Procter LLP

This webinar was closed to the media.