IDC Webinar: Deeper Dive: Derivatives – Session 2: Fund Operations and Regulatory Considerations

IDC is pleased to present the Deeper Dive Webinar Series, offering educational webinars for fund directors covering various subjects at a more in-depth level. 

The first subject, which was covered in two webinar sessions, is derivatives. The first session, held on June 22, 2015, discussed how derivatives are used to implement investment strategies; the second, held on July 16, 2015, focused on operational and regulatory implications for funds.

Attendees were encouraged to review IDC’s paper, Board Oversight of Derivatives, prior to the webinars.

Materials

• Presentation slides (pdf)
• Presentation slides: print version (pdf)
• Archived webinar

Highlights

• Valuation
• Accounting and financial reporting
• Disclosure
• Senior security and asset segregation
• Issuer exposure
• Custody and collateral
• Organizational responsibilities and coordination
• Processing and documenting transactions

Featured Speakers

Susan B. Kerley, Moderator
Independent Director
MainStay Funds
Legg Mason Partners Fixed Income Board

Joseph Allessie
Chief Compliance Officer
UBS Global Asset Management (Americas) Inc.

Alison M. Fuller
Partner
Stradley Ronon Stevens & Young, LLP

This webinar was closed to the media.