Program
March 1–2, 2022 • Virtual
Note: The individual online course should be completed before you participate in the live group virtual sessions.
Program
Program is subject to change. Times are shown in eastern time.
Tuesday, March 1
11:00 a.m.–4:30 p.m. (ET)
Objectives and Course Overview
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Distribution
The 15(c) Process
Wrap-Up Discussion
Wednesday, March 2
11:00 a.m.–4:30 p.m. (ET)
Welcome Back: Level-Setting for the Day
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
Oversight of Risk Management
Oversight of Compliance
Wrap-Up Discussion and Conclusion