February 28, 2024 • 3:00–4:00 p.m. (ET) • Virtual
The Fund Compliance Rule at 20: Looking Back and Looking Ahead at Compliance Oversight
Join IDC on Wednesday, February 28, from 3:00 to 4:00 p.m. (ET), for “The Fund Compliance Rule at 20: Looking Back and Looking Ahead at Compliance Oversight.”
Industry veterans will offer their perspectives on the evolving interpretation and application of Rule 38a-1 under the Investment Company Act, from 2004 through the present, including the role of a fund’s chief compliance officer and board oversight considerations.
Speakers
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JOHN BOYER, Moderator |
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MARY ANN PICCIOTTO |
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GEORGE RAINE |