Trading and Markets
Domestic
ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes
On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations with Significant Trading Activity
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations with Significant Trading Activity
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
International
T+1: The Next Step for Evolving Markets Globally
October 9, 2023—As financial services firms around the world institute processes and procedures to...
Joint Trade Association Letter Regarding Implementation of CSDR Settlement Discipline Regime (pdf)
Focus on Funds: Landmark European Financial Regulation Faces Reform
July 24, 2020—Regulators in the European Union are planning changes to MiFID that could affect...