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White Papers

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Analysis of Fund Proxy Campaigns: 2012 Through 2019 (pdf)

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Overview of Fund Governance Practices, 1994–2018 (pdf)

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ICI Mutual: Shareholder Litigation in the Fund Industry: A Guide for Investment Advisers and Fund In...

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Interval Funds: Operational Challenges and the Industry’s Way Forward (pdf)

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Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)

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Indication of Death: Common Industry Practices (pdf)

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Understanding the Regulation of Exchange-Traded Funds Under the Securities Exchange Act of 1934 (pdf...

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Market Access for Regulated Fund Managers in the United States and European Union (pdf)

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Disclosure of Noncash Compensation and Third-Party Payments in Response to the DOL Fiduciary Rule (p...

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