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White Papers

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The Federal Thrift Savings Plan: Can It Be Duplicated? (pdf)

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It's Time to Reform Escheatment of Mutual Fund Shares (pdf)

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SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)

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SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)

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The Role and Activities of Authorized Participants of Exchange-Traded Funds (pdf)

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Overview of Fund Governance Practices, 1994–2012 (pdf)

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The Success of the U.S. Retirement System (pdf)

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Board Oversight of Exchange-Traded Funds (pdf)

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Board Oversight of Exchange-Traded Funds

Over the past decade, demand for exchange-traded funds (ETFs) has grown markedly as investors—both...