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Indexes and How Funds and Advisers Use Them: A Primer (pdf)

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Reverse Distribution Mechanism and Negative Yields: Considerations and Recommended Practices (pdf)

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Consider This: Interval Fund Operational Practices (pdf)

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Financial Intermediary Controls and Compliance Assessment Engagements (pdf)

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Funds’ Use of ESG Integration and Sustainable Investing Strategies: An Introduction (pdf)

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Mutual Fund Share Class Conversions: A Matrix of Possibilities (pdf)

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Estimating Omnibus Account Dividend and Capital Gains Disbursements (pdf)

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The Myth of Under-Annuitization: Managing Income and Assets in Retirement (pdf)

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Recommendations Regarding the Availability of Closed-End Fund Takeover Defenses (pdf)

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